RIXML Documentation

SecurityType

RIXML 2.5 Complex Type

Complex Type

Specifies the specific type of security instrument, providing detailed classification beyond asset class and asset type. Examples include stock, convertible, high yield credit, and investment grade credit. Can be attached to Context elements for research classification or Security elements for instrument specification. Supports weighting actions and contains rating/weighting child elements.

Usage

Optional within Security elements and Context elements for detailed security classification. Must specify securityType attribute from enumerated values or PublisherDefined. When using PublisherDefined, must include publisherDefinedValue attribute. Can include optional weightingAction attribute and Rating/Weighting child elements.

Business Context

Provides the most specific level of security classification, essential for precise investment categorization and risk management. Critical for fixed-income research where security type distinctions affect credit analysis, regulatory capital requirements, and portfolio construction constraints.

Source:data-dictionary-2.5.1
Schema:RIXML-Common-2_5.xsd:1813

Where It Fits

Elements using this type (1)

Definition

Compositionsequence
AbstractNo

Contained Elements

ElementTypeMinMax
SecurityID(complex)1unbounded
FinancialDatesstring01
SecurityFinancials(complex)0unbounded
SectorIndustrySectorIndustryType0unbounded
Weighting(complex)0unbounded
SecurityNamestring01
SecurityShortNamestring01
AssetClass(complex)11
AssetType(complex)11
SecurityType(complex)01
Rating(complex)0unbounded

Attributes

targetPriceActionTargetPriceEnum

Highlights an action taken by the publisher. Indicates that the publisher is changing their target price estimate for a Security. Example: a publisher increases a target price for Security ABC to $100.

optionalSince 2.1
estimateActionEstimateEnum

If this financial value is an estimate, the estimateAction attribute can be used to indicate an action, such as reiterate or upgrade, that applies to this estimate. Intended to provide support for the case where an author is including more than one estimate action in the same report -- for example, reiterating his current fiscal year estimate and upgrading his next fiscal year estimate.

optionalSince 2.1
sequenceinteger

Used to indicate any meaningful ordering of the Products contained in this Research item. Particularly useful in publishing compendium products made up of multiple sub-products. Ordering is ascending.

optionalSince 2.1

Indicates the primary PersonGroup, when more than one are specified.

optionalSince 2.1
coverageActionCoverageActionEnum

Highlights an action taken by the publisher. Indicates that the publisher is changing the coverage status of a Security. Example: a publisher initiates coverage of Security ABC.

optionalSince 2.1
ratingActionRatingActionEnum

Highlights an action taken by the publisher. Indicates that the publisher is changing their rating on a Security. Example: a publisher downgrades Security ABC.

optionalSince 2.1
weightingActionWeightingActionEnum

Highlights an action taken by the publisher. Indicates that the publisher is changing the weighting of the security type.

optionalSince 2.1

Version History

Unchanged since introduction in RIXML 2.2

Semantic Relationships

Qualifies2 relationships

AssetClassSHOULD

Asset class works in conjunction with security type to provide comprehensive asset classification

RIXML Research Data Dictionary v2.5.1, p.56AssetClass

AssetTypeSHOULD

Asset type works in conjunction with security type to provide comprehensive asset classification

RIXML Research Data Dictionary v2.5.1, p.56AssetType

Requires1 relationship

Publisher-defined value is used when security type value is set to PublisherDefined to specify custom security types

RIXML Research Data Dictionary v2.5.1, p.60Elements and Attributes